KING VAULT
This panel will look at the myth and the reality of client money, including:
- The U.S. experience of Lehman - was it as good as they say?
- The UK experience of Lehman - lessons for the industry?
- What changes are needed to the UK client money rules?
- How should UK insolvency law be changed?
- Client money across the EU: an unlevel playing field?
The panel will also consider the practical steps that firms are taking, post-Lehman, with respect to client money.
Chair:
Deborah Sabalot, Principal, Deborah A. Sabalot Regulatory Consulting
Speakers:
Patrick Buckingham, Partner, Financial Services Regulation, Herbert Smith
Martin Cornish, Senior Partner, Katten Muchin Rosenman Cornish
Penny Fabien, Executive Director & Assistant General Counsel, J.P. Morgan Securities
Jonathan Herbst, Partner, Norton Rose
Paul Willis, Global Compliance Officer, Fortis Brokerage, Clearing, and Custody
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