JAMES WATT
This panel session will look at some of the key US and UK/EU legal and compliance issues facing regulated firms and their legal and compliance departments, many of which are common to both sides of the Atlantic. Topics will include: recording, securing and accessing client communications, the international impacts of the Markets in Financial Instruments Directive, market abuse and enforcement and risk management and recent lessons for compliance officers.
Chair:
Simon Elvidge, Global Head of Anti-Money Laundering, Newedge Group Speakers:
Edward Black, Special Counsel - Financial Services Practice Group, Katten Muchin Rosenman Cornish
Chris Brennan, Associate (Barrister), Barlow Lyde & Gilbert
Jonathan Herbst, Partner, Norton Rose
Kieran Smyth, Executive Director, Morgan Stanley
Mike Williams, Partner, Deloitte & Touche
Paul Willis, Global Compliance Officer, Fortis Bank Global Clearing
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